Information Concerning FINRA’s Public Disclosure (BrokerCheck) Program

The Financial Industry Regulatory Authority (“FINRA”) requires that we, LPS Capital llc, as a member firm, notify our customers about the availability of information, including a booklet, describing FINRA’s Public Disclosure (BrokerCheck) Program (the “Program”).

To obtain a brochure or more information about the Program, the following contact information is provided:

• The FINRA Program Hotline is: 1-800-289-9999
• The FINRA Web Site is www.finra.org

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