CUSTOMER COMPLAINT NOTICE – SEC Rule 17a-3(a)(18)(ii) DISCLOSURE STATEMENT

LPS Capital LLC., in accordance with Rule 17a-3(a)(18)(ii), is furnishing this statement to provide you with a name, telephone number and address, if you ever need to report or notify us of a possible complaint.

If, for any reason, you feel you have a complaint, please contact our offices immediately, either by mail at 150 East 52nd Street, Suite 5001, New York, NY 10022, Attention: Compliance Department; by email at JTarleton@LPSCPTL.com, or (212) 441-3800  and ask to speak with our Chief Compliance Officer.

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